On-Demand Compliance
Our flexible On-Demand Compliance and TempCCO® services provide the risk and compliance expertise you’ll need when developing and building your risk management infrastructure.
You have spent countless hours creating your vision, strategy, and roadmap—and securing the funding you need to take your venture to the next level. Your business strategy impacts risk exposure and the ensuing complexity of compliance frameworks that must be developed, implemented, and managed in order to meet relevant banking and regulatory requirements.
Headquartered in Silicon Valley, with a global portfolio of clients that have graduated from premier accelerators, raised funding from leading investors, and achieved successful exits, Stratis Advisory provides the market insight, risk strategy, governance, and operational compliance expertise you need to reduce risks and compliance costs. We provide support for founders, management teams, and their boards, from initial idea through to funding, go-to-market, rapid scaling, and exit. Our on-demand TempCCO® services and support are tailored to your company’s unique strategic, risk, and operational requirements.
Stratis Advisory Services for FinTech Ventures
Licensing-as-a-Service
A comprehensive managed service to cost-effectively execute your global licensing roadmap for all FinTechs, including MSBs, Payment and E-Money institutions or consumer lenders, based on your go-to-market priority.
AI Programs
Deploying AI agents requires the development of an AI Program to manage single or multi-agent systems, intelligence agents, deployment strategy, behavior dynamics, governance, assurance, and testing. AI Programs ensure you have the appropriate insight and oversight.
Product Launch
Whether it’s a new idea, a pivot, or an expansion, your new product takes on a host of risk challenges that drive customer and transaction activity. Determine the readiness of your risk infrastructure before, during, and after launch.
Bank Partnership Programs
We’ll help you build the required risk management infrastructure to establish banking relationships and to ensure proper use, maintenance, and retention of your account to conduct user transactions.
Systems Implementation
Determine the appropriate risk, fraud, and compliance systems for your business and risk profile. Establish scorecards, rules, and settings throughout the customer journey to align with back-end monitoring, processes, workflows, and reporting.
Model Validation
Utilizing internal and external systems to perform IDV, KYC, KYB, CDD, OFAC, fraud, transaction monitoring and screening may require model validation from regulators or strategic partners. For NY licensees, NYS DFS Part 504 requires model validation to annually certify compliance.
Independent Audits
Dive into scale-appropriate regulatory audits on your risk management infrastructure, including ABC, AML/CFT, business continuity/disaster recovery, cybersecurity, Nacha Operating Rules, OFAC sanctions, data privacy, vendor management, and NYS DFS Part 500 and 504.
Enterprise Risk
After years of building, identify where risk lurks across your firm from product to compliance to technology, roll it up for transparency and strong governance, and tighten up those initial building blocks and blind spots to keep your rocket ship on course.
Geographic Expansion
Going global? Opening new geographic markets comes with plenty of nuances, we have you covered as a single provider across six continents, whether going from the US to SG, UK/EU to US, AU to UK, etc.
Portfolio Expansion
Double down on customer acquisition strategy by unlocking new opportunities to keep up with digital-savvy customers. Understand the nuances of the market, regulatory approach, and operational and risk management maturity.
Training
Live regulatory and operationally focused training that integrate technology, engineering, business, and compliance teams on local and global AML/CFT, ABC requirements and best practices to increase the knowledge base company-wide.
Valkyrie - Stratis Sanctions Screening Service
Sanctions screening is a critical process for organizations to ensure compliance with global regulations. Stratis has developed Valkyrie, a streamlined sanctions screening service designed to help organizations meet sanctions compliance standards with ease.
Board Training
Elevate from the basics to enhanced insight for directors, executives, and investors on your firm’s risk profile and culture, what it means, how to mitigate it, and where the costs are in this regulatory market.
RISK | STRATEGY | CYBER COMPLIANCE MANAGEMENT
