On-Demand Compliance
Our flexible On-Demand Compliance and TempCCO® services provide the risk and compliance expertise you’ll need to develop and build your risk management infrastructure.
In today’s rapidly evolving digital currency ecosystem, winning takes more than an innovative business model and disruptive technology. In early 2013, we became the first risk and compliance solutions provider for Bitcoin companies. Today, having brought many industry-leading ventures to market, we continue to meet the growing demand for risk and compliance solutions in the digital currency marketplace. Stratis Advisory has helped clients to achieve the NY DFS Bitlicense, and we provide the risk infrastructure and guidance that clients need to secure and maintain banking relationships.
Founded by former compliance officers and AML experts, Stratis Advisory is headquartered in Silicon Valley. We have a hands-on understanding of the operational compliance issues that can negatively impact product development, next-stage funding, and your company’s ability to establish banking relationships. We maintain an active portfolio of prominent venture capital-backed and incubator-graduate companies at different stages of their growth cycle and institutional funding. Our on-demand TempCCO® services and support are tailored to your company’s unique strategic, risk, and operational requirements.
Stratis Advisory Services for Digital Assets Companies
Licensing-as-a-Service
A comprehensive managed service to cost-effectively execute your global licensing roadmap for all FinTechs, including MSBs, Payment and E-Money institutions, or consumer lenders, based on your go-to-market priority.
AI Programs
Deploying AI agents requires the development of an AI Program to manage single or multi-agent systems, intelligence agents, deployment strategy, behavior dynamics, governance, assurance, and testing. AI Programs ensure you have the appropriate insight and oversight.
Systems Implementation
Determine the appropriate risk, fraud, and compliance systems for your business and risk profile. Establish scorecards, rules, and settings throughout the customer journey to align with back-end monitoring, processes, workflows, and reporting.
Model Validation
Utilizing internal and external systems to perform IDV, KYC, KYB, CDD, OFAC, fraud, transaction monitoring and screening may require model validation from regulators or strategic partners. For NY licensees, NYS DFS Part 504 requires model validation to annually certify compliance.
Assessments
Look beyond the surface to understand the level of ongoing operational compliance and risk management. Obtain a scale-appropriate snapshot in time with go-forward recommendations on existing gaps and future-proofing.
Exam Readiness
Gearing up for an exam? Is bandwidth limited or teams currently disbursed? Our dedicated risk management operation prepares your firm from first-day letter through to opening presentations, onsite exam, response, and remediation.
Independent Audits
Dive into scale-appropriate regulatory audits on your risk management infrastructure, including ABC, AML/CFT, business continuity/disaster recovery, cybersecurity, Nacha Operating Rules, OFAC sanctions, data privacy, vendor management, and NYS DFS Part 500 and 504.
Geographic Expansion
Going global? Opening new geographic markets comes with plenty of nuances, we have you covered as a single provider across six continents, whether going from the US to SG, UK/EU to US, AU to UK, etc.
Training
Live regulatory and operationally focused training that integrate technology, engineering, business, and compliance teams on local and global AML/CFT, ABC requirements and best practices to increase the knowledge base company-wide.
Token Due Diligence
Listing, selling, or acquiring digital assets, tokens, coins? Time to develop and execute a token due diligence program to analyze the assets, understand the Howey implications, and determine the risk associated with the asset.
Board Training
Elevate from the basics to enhanced insight for directors, executives, and investors on your firm’s risk profile and culture, what it means, how to mitigate it, and where the costs are in this regulatory market.
Valkyrie - Stratis Sanctions Screening Service
Sanctions screening is a critical process for organizations to ensure compliance with global regulations. Stratis has developed Valkyrie, a streamlined sanctions screening service designed to help organizations meet sanctions compliance standards with ease.
Enterprise Risk
After years of building, identify where risk lurks across your firm from product to compliance to technology, roll it up for transparency and strong governance, and tighten up those initial building blocks and blind spots to keep your rocket ship on course.
RISK | STRATEGY | CYBER COMPLIANCE MANAGEMENT
