Our flexible On-Demand Compliance and Temp CCO services provide the risk and compliance expertise you’ll need to develop and build your risk management infrastructure.
As well as having to meet proscribed regulatory compliance requirements, Money Service Businesses (MSBs), Payments and E-Money Institutions are under increased scrutiny from their banking partners. Stratis Advisory provides the market insight, AML/BSA operational compliance expertise, and banking experience that MSBs and Payments and E-Money Institutions need to proactively and cost-effectively manage compliance operations and infrastructure.
Founded by former compliance officers with deep experience of payments and MSB, Stratis Advisory has a hands-on understanding of the operational compliance issues that can negatively impact banking relationships, business continuity, and regulatory oversight. From Sydney to Hong Kong and New York to London, Stratis has helped global companies to open new markets by providing the expertise to manage and cost-effectively comply with regulatory requirements, secure strategic partnerships, and achieve licensing. Our on-demand services and support are tailored to your company’s unique strategic, risk, and operational requirements.
Stratis Advisory Services for Money Service Businesses
A comprehensive managed service to cost-effectively execute your global licensing roadmap for all FinTechs, including MSBs, Payments and E-Money institutions, or consumer lenders, based on your go-to-market priority.
Determine the appropriate risk, fraud, and compliance systems for your business and risk profile. Establish scorecards, rules, and settings along the customer journey to align with back-end monitoring, processes, workflows, and reporting.
Look beyond the surface to understand the level of ongoing operational compliance and risk management. Obtain a scale-appropriate snapshot in time with go-forward recommendations on existing gaps and future-proofing.
Gearing up for an exam? Is bandwidth limited or teams currently disbursed? Our dedicated risk management operation prepares your firm from first-day letter through to opening presentations, onsite exam, response, and remediation.
After years of building, identify where risk lurks across your firm from product to compliance to technology, roll it up for transparency and strong governance, and tighten up those initial building blocks and blind spots to keep your rocket ship on course.
Dive into scale-appropriate regulatory audits on your risk management infrastructure, including ABC, AML/CFT, business continuity and disaster recovery, cybersecurity, NACHA Operating Rules, sanctions, and NYS DFS Part 500 and 504.
Elevate from the basics to enhanced insight for directors, executives, and investors on your firm’s risk profile and culture, what it means, how to mitigate it, and where the costs are in this regulatory market.