FinTech White Paper: Risk and Compliance Insights for FinTech Startups, Banks and Investors

FinTech White Paper: Risk and Compliance Insights for FinTech Startups, Banks and Investors

Disruptive innovation in FinTech is creating significant new market opportunities and FinTech innovators are leading the way with new platforms and business models that promise to transform the current landscape. Startups, investors and banks all have a stake. Find out what you need to know about managing compliance risk in the new world of FinTech.  Read our… more

Stratis Trains Egmont Member Financial Intelligence Unit (FIU)

Last week, Stratis managing partner Brian Stoeckert (and CAMS-certified instructor and faculty) jetted off to an international destination to provide anti-money laundering (AML) training to a Financial Intelligence Unit (FIU).  The FIU is a member of the Egmont Group of Financial Intelligence Units. Under Egmont, “countries should establish a financial intelligence unit (FIU) that serves as a… more

Treasury Issues 2015 National Money Laundering Risk Assessment, Highlights Vulnerabilities and Risks of MSBs

On Friday, June 12, 2015 the U.S. Department of Treasury issued National Money Laundering Risk Assessment (NMLRA) and the National Terrorist Financing Risk Assessment (NTFRA).  According to Treasury, the purpose of these assessments is to help the public and private sectors understand the money laundering and terrorist financing methods used in the United States, the risks that these… more

What We Said: ACAMS 3rd Annual AML & Financial Crimes Conference Canada

On June 8, 2015, Stratis Advisory’s Brian Stoeckert participated on a virtual currency panel entitled “Retooling Compliance Programs to Address Virtual Currencies” at the ACAMS 3rd Annual AML& Financial Crimes Conference in Toronto, Canada. The panel tackled a number of issues regarding Canadian and U.S. AML regulation of virtual currency use, companies operating in the ecosystem, and predictions… more